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RLB Financial

RLB Financial. CRD 151778

RLB Financial logo

CRD: 151778

RLB Financial

$173.6M Total AUM
$173.6M Disc. AUM
-- 3Y CAGR
4 Employees
607 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · SEI
Clients
Retail
Platforms
Available
Established Date
10-08-2009
Office Locations
2

Office Locations

1547 Palma Drive Ventura CA
2530 S. Campbell Suite I, #130 Springfield MO

About RLB Financial

RLB Financial is an independent, fee-based advisory firm providing financial planning and investment management, with support across insurance, retirement, estate planning, and wealth preservation. The practice emphasizes education and hosts free client events. Portfolios are largely ETF-based and may incorporate fixed income. A notable differentiator is an ongoing CPA partnership that certifies tax-efficiency and supports tax planning for clients, including business owners and entrepreneurs.

Team overview

-- AVG AGE
$57.9M AVG AUM / ADVISOR
$286.0K AVG AUM / CLIENT
8.7 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
16yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

R

ROBERT LEE BALTZELL SR.

Chief Compliance Officer, Managing Member

CRD
#2609079
Ownership
75% or more
Available
Available
Available

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Contacts

W

WAYNE ANTHONY MILLER II

--

CRD
#5578486
Available
Available
Available
M

MICHAEL JACOB THOMAS

Financial Advisor

CRD
#6483975
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-19-2023
08-06-2024
10-03-2025
03-06-2026
Category Assets AVG. Account size
Discretionary $173,597,197 $285,053
Non-Discretionary $0 --
Total $173,597,197 $285,053

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Total Available Available

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