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- Custodian
- Charles Schwab & Company ยท LPL Financial
- Clients
- Retail
- Platforms
- Available
- Established Date
- 05-20-2014
- Office Locations
- 1
Office Locations
About Roche Asset Management, LLC
Roche Financial (Roche Asset Management, LLC) is an independent fiduciary firm serving local Pennsylvania communities with in-house wealth management, financial planning, insurance analysis, and employee benefits management for individuals, pre-retirees, retirees, and business owners. Portfolios are predominantly ETF-based, supported by hands-on service and targeted financial education (no outsourced call center).
Team overview
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Investment Themes
Investment Vehicles
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Owner & Executives
JOSHUA JOHN ROCHE
Chief Executive Officer, Managing Member
- CRD
- #5247991
- Ownership
- 50% but less than 75%
JOHN LEROY ROCHE
Chief Compliance Officer, Managing Member
- CRD
- #2289152
- Ownership
- 25% but less than 50%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,653,533 | -- |
| Non-Discretionary | $0 | -- |
| Total | $14,653,533 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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