CRD: 128829
Rockdale Financial Services, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-18-1998
- Office Locations
- 2
Office Locations
About Rockdale Financial Services, Inc.
Rockdale Financial Services is a New Jersey-based retail advisory firm (founded 1998) providing financial planning plus tax, estate, retirement plan, and insurance planning alongside portfolio/asset allocation management. It serves retirees, business owners, entrepreneurs, and accredited investors, using vehicles such as mutual funds, ETFs, and annuities with fixed income and real estate exposure, and operates on platforms including AssetMark and Charles Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
STEPHEN WILLIAM RICHMAN
President
- CRD
- #853284
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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RAYMOND CHRISTOPHER BOCK III
Registered Representative
- CRD
- #2352345
GUY ANTHONY PAREDES
Wealth Management Advisor
- CRD
- #1341194
Showing 2 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $58,852,069 | -- |
| Total | $58,852,069 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Private Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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