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- Custodian
- Fidelity/NFS · First Republic Bank · FNZ Trust · Goldman Sachs · JP Morgan · Merrill Lynch · Morgan Stanley · Northern Trust · SEI · US Bank
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-01-2018
- Office Locations
- 80
Office Locations
About Rockefeller Capital Management
Rockefeller Capital Management provides wealth management through Rockefeller Global Family Office, serving families and individuals alongside institutional investors and corporations. The firm delivers financial planning and investment management/portfolio construction across public markets, ETFs and alternative strategies, with an active‑management mindset. Distinctive Rockefeller-family heritage (140+ years; seven generations) supports a retail-and-institutional distribution focus.
Reported data analysis
What the numbers show
Between December 24, 2025 and March 31, 2026, reported AUM increased 12.8%, from $32.6B to $36.8B.
Across 5 reported observations, AUM increased 44.0% between November 14, 2022 and March 31, 2026, from $25.5B to $36.8B.
Of the latest reported AUM, 86.5% is discretionary and 13.5% is non-discretionary.
The firm reports 372 advisory representatives and 6,913 clients, or 18.6 clients per representative. That equates to $5.3M in reported AUM per client.
The profile lists 80 reported office locations and 8 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Rockefeller Capital Management record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
GREGORY JAMES FLEMING
Chief Executive Officer, Director, President
- CRD
- #2338986
- Ownership
- Less than 5%
Ashley McCarthy
CHIEF OPERATING OFFICER
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
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ADAM SCOTT ABRAMSON
Wealth Advisor
- CRD
- #5345373
ARTHUR GOODALL ALEXANDER JR
Advisor
- CRD
- #2696
Showing 2 of 346 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $31,800,176,504 | $3,206,309 |
| Non-Discretionary | $4,963,921,693 | $8,848,345 |
| Total | $36,764,098,197 | $3,508,359 |
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Separately Managed Accounts
SMA allocation detail is available
Rockefeller Capital Management has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q1 2026
Review the latest reported holdings
Rockefeller Capital Management's 13F holdings detail is available for Q1 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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