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Rockefeller Capital Management

Rockefeller Capital Management. CRD 294197

R

CRD: 294197

Rockefeller Capital Management

$36.8B Total AUM
$31.8B Disc. AUM
11.6% 3Y CAGR
602 Employees
6,913 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS · First Republic Bank · FNZ Trust · Goldman Sachs · JP Morgan · Merrill Lynch · Morgan Stanley · Northern Trust · SEI · US Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
03-01-2018
Office Locations
76

Office Locations

100 Fillmore St. Suite 600 Denver CO
115 Federal ST, Floor 23 Boston MA
115 West Century Road Paramus NJ

About Rockefeller Capital Management

Rockefeller Capital Management provides wealth management through Rockefeller Global Family Office, serving families and individuals alongside institutional investors and corporations. The firm delivers financial planning and investment management/portfolio construction across public markets, ETFs and alternative strategies, with an active‑management mindset. Distinctive Rockefeller-family heritage (140+ years; seven generations) supports a retail-and-institutional distribution focus.

Team overview

46 AVG AGE
$98.8M AVG AUM / ADVISOR
$5.3M AVG AUM / CLIENT
1.5 yrs AVG TENURE
602 Employees
372 Advisory Reps
105 RIA Reps
8yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

GREGORY JAMES FLEMING

GREGORY JAMES FLEMING

Chief Executive Officer, Director, President

CRD
#2338986
Ownership
Less than 5%
Available
Available
Available
A

Ashley McCarthy

CHIEF OPERATING OFFICER

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

ADAM SCOTT ABRAMSON

ADAM SCOTT ABRAMSON

Wealth Advisor

CRD
#5345373
Available
Available
Available
A

ARTHUR GOODALL ALEXANDER JR

Advisor

CRD
#2696
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-14-2022
11-03-2023
10-23-2024
12-24-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $31,800,176,504 $3,206,309
Non-Discretionary $4,963,921,693 $8,848,345
Total $36,764,098,197 $3,508,359

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Public Funds:
Available
Private Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Public Funds Available Available
Private Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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