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- Custodian
- Charles Schwab & Company · Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-12-1999
- Office Locations
- 2
Office Locations
About Roehl & YI Investment Advisors, LLC
Roehl & Yi Investment Advisors is an independent RIA serving retail and institutional investors with tailored portfolio management and holistic planning across estate, tax, risk, and asset protection, coordinated with clients’ attorneys and CPAs. Portfolios are often implemented with public funds and ETFs. The firm also publishes MoneyMatters market updates/video commentary and RetirementInsider resources for plan sponsors and participants; custody includes Schwab and Pershing.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JAYMAN FRANK YI
Chief Financial Officer, Chief Investment Officer, Private Wealth Advisor
- CRD
- #3074957
- Ownership
- 50% but less than 75%
THOMAS HENRY ROEHL
Chief Compliance Officer, Chief Executive Officer, Private Wealth Advisor
- CRD
- #1056108
- Ownership
- 25% but less than 50%
Showing 2 of 5 owners & executives
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Stephen Douglas Allen
--
- CRD
- #7432153
SHANNON LEE GRANT
--
- CRD
- #717896
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $953,231,256 | $568,415 |
| Non-Discretionary | $6,130,565 | $1,021,761 |
| Total | $959,361,821 | $570,031 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Private Funds | Available | Available |
| Equity - OTC | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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