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Round Table Financial

Round Table Financial. CRD 307113

Round Table Financial logo

CRD: 307113

Round Table Financial

$45.6M Total AUM
$41.7M Disc. AUM
-- 3Y CAGR
3 Employees
27 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
01-28-2020
Office Locations
1

Office Locations

3625 Kavanaugh Blvd. Suite A Little Rock AR

About Round Table Financial

Round Table Financial is an independent, fiduciary advisory firm providing relationship-driven financial planning and direct discretionary investment management. The team supports retirement and estate planning and works with business owners and families on tax-aware strategies. Portfolios emphasize ETFs alongside diversified fixed income. Unique: offers an online risk-tolerance quiz to align allocations, with custody through Charles Schwab.

Team overview

53 AVG AGE
$15.2M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
5.6 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
6yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

Alexander Peyton Golden IV

Alexander Peyton Golden IV

Chief Compliance Officer, Investment Advisor

CRD
#7212856
Ownership
Less than 5%
Available
Available
Available

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Contacts

THOMAS NELSON MCCAIN

THOMAS NELSON MCCAIN

Investment Advisor Representative

CRD
#1130813
Available
Available
Available
R

ROBERT MUELLER RANDOLPH JR

Investment Advisor Representative

CRD
#873529
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $41,727,226 --
Non-Discretionary $3,873,352 --
Total $45,600,578 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

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