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Round Table Investment Strategies, LLC

Round Table Investment Strategies, LLC. CRD 139492

Round Table Investment Strategies, LLC logo

CRD: 139492

Round Table Investment Strategies, LLC

$88.7M Total AUM
$88.7M Disc. AUM
-- 3Y CAGR
4 Employees
97 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
03-14-2006
Office Locations
2

Office Locations

2935 Pine Lake Rd. STE F Lincoln NE
-- Lincoln NE

About Round Table Investment Strategies, LLC

Round Table Investment Strategies provides holistic financial planning and investment management for individuals and families, integrating tax management, cash flow and budgeting, retirement planning, charitable giving, and estate considerations into coordinated portfolios. The firm emphasizes broad diversification and lifecycle-finance ideas to avoid unrewarded risk, and uses a selective mix of third-party managers. A differentiator is its proprietary web-based “Keep It Simple Financial Plan” process and “Layer Cake” retirement income model.

Team overview

42 AVG AGE
$29.6M AVG AUM / ADVISOR
$914.3K AVG AUM / CLIENT
12.2 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
20yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES PHILIP AHLSCHWEDE

JAMES PHILIP AHLSCHWEDE

Chief Compliance Officer, Managing Member

CRD
#4692277
Ownership
75% or more
Available
Available
Available
NATHAN ROLAND DUTZMANN

NATHAN ROLAND DUTZMANN

Chief Investment Officer

CRD
#7008043
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

JAMES ALAN HERSHBERGER

Managing Member

CRD
#6427632
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $88,689,846 --
Non-Discretionary $0 --
Total $88,689,846 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Equity - Exchange:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Equity - Exchange Available Available
Private Funds Available Available
Total Available Available

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