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RSW Investments

RSW Investments. CRD 302023

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CRD: 302023

RSW Investments

$2.3B Total AUM
$2.3B Disc. AUM
2.4% 3Y CAGR
10 Employees
1,412 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Merrill Lynch · Morgan Stanley · UBS · Wells Fargo
Clients
Retail
Platforms
Available
Established Date
05-17-2019
Office Locations
1

Office Locations

47 Maple Street Suite 304 Summit NJ

About RSW Investments

RSW Investments is a Summit, NJ-based investment manager focused on active, tax-efficient fixed income strategies, with a particular emphasis on municipal bonds. The firm aims to enhance and protect client wealth through portfolio construction and risk management, paired with proactive communication and direct access to the management team. It also publishes regular fixed income and municipal bond market outlooks for timely portfolio guidance.

Team overview

46 AVG AGE
$382.9M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
5.6 yrs AVG TENURE
10 Employees
6 Advisory Reps
2 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

ROBERT STEVEN WAAS

ROBERT STEVEN WAAS

Chief Executive Officer, Chief Investment Officer, DIRECTOR, Partner

CRD
#1278249
Ownership
25% but less than 50%
Available
Available
Available
MATTHEW TAYLOR WERNER

MATTHEW TAYLOR WERNER

DIRECTOR, Senior Portfolio Manager

CRD
#5649837
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-03-2022
03-03-2023
05-07-2024
02-27-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $2,297,458,438 $1,407,756
Non-Discretionary $0 --
Total $2,297,458,438 $1,407,756

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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