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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-15-2017
- Office Locations
- 5
Office Locations
About Running OAK Capital LLC
Running Oak Capital is a boutique, family-run equity manager behind the rules-based Efficient Growth strategy, seeking undervalued quality growth stocks with meaningful mid-cap exposure and an emphasis on minimizing downside risk across market cycles. The strategy is offered as a NASDAQ-listed ETF (launched 2023) and as transparent SMAs, including availability on major platforms such as Schwab and Envestnet, serving individual and institutional investors.
Team overview
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Asset Classes
Custodian
Investment Vehicles
Platform
Services
Technology
Owner & Executives
SETH LAWRENCE COGSWELL
Founder, Managing Member, Managing Partner
- CRD
- #5010120
- Ownership
- 75% or more
JEFFREY DAVID BRODERS
Chief Compliance Officer, CHIEF OPERATING OFFICER
- CRD
- #4646137
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Lawrence Chan
--
- CRD
- #4819537
THEODORE JOSEPH GARDNER
--
- CRD
- #6175885
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $844,508,653 | $956,408 |
| Non-Discretionary | $30,231,497 | $198,891 |
| Total | $874,740,150 | $845,160 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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