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THE Advocate Group, LLC

THE Advocate Group, LLC. CRD 155270

T

CRD: 155270

THE Advocate Group, LLC

$809.9M Total AUM
$808.2M Disc. AUM
11.4% 3Y CAGR
17 Employees
427 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
02-25-2011
Office Locations
1

Office Locations

601 Carlson Parkway Suite 1100 Minnetonka MN

About THE Advocate Group, LLC

The Advocate Group is a Minnetonka, MN RIA offering concierge financial planning and wealth management for executives and their families at some of Minnesota’s most prominent companies. The firm uses an intensive discovery process to streamline complex financial lives, with planning across tax, estate, insurance and portfolio construction. Portfolios lean heavily on ETFs and are typically custodied at Schwab and Fidelity/NFS.

Team overview

38 AVG AGE
$73.6M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
6.4 yrs AVG TENURE
17 Employees
11 Advisory Reps
11 RIA Reps
15yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MICHAEL LEE CORRIGAN

MICHAEL LEE CORRIGAN

Chief Compliance Officer, Chief Executive Officer

CRD
#4666812
Ownership
25% but less than 50%
Available
Available
Available
SETH PHILLIP HEIMERMANN

SETH PHILLIP HEIMERMANN

Chief Investment Officer

CRD
#6355251
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

E

Emily Ann Einwalter

Senior Financial Planner

CRD
#4742109
Available
Available
Available
S

Scott Hartzell

Financial Planner

CRD
#8219919
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-29-2022
02-17-2023
02-14-2024
11-03-2025
02-04-2026
Category Assets AVG. Account size
Discretionary $808,204,119 $761,021
Non-Discretionary $1,726,086 $287,681
Total $809,930,205 $758,362

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Total Available Available

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