CRD: 110471
S&a Financial Services, Inc.
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Tiaa
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-17-1993
- Office Locations
- 3
Office Locations
About S&a Financial Services, Inc.
S&A Financial Services, Inc. is a Kansas-based RIA serving retail and institutional investors with financial and investment planning, retirement plan consulting, and tax/estate and insurance planning. Portfolios emphasize asset allocation using mutual funds and ETFs with fixed income exposure. Custody and trading are supported through platforms such as Schwab and Fidelity, and the firm leverages Broadridge tooling.
Team overview
Insights
Asset Classes
Investment Themes
Investment Vehicles
Services
Owner & Executives
GREGORY CURTIS SHEPARD
Chief Compliance Officer, Consultant, President
- CRD
- #4126464
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
Grant Randall Huck
Associate
- CRD
- #7534016
CRAIG STEVEN RICHARDS
Investment Advisor
- CRD
- #1843427
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $361,061,212 | $193,081 |
| Non-Discretionary | $31,210,113 | $2,229,294 |
| Total | $392,271,325 | $208,212 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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