$29.2M Total AUM
$29.2M Disc. AUM
-- 3Y CAGR
1 Employees
17 ADV. Clients
9 yrs Firm Age
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- Custodian
- Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 04-21-2017
- Office Locations
- 1
Office Locations
5 West 37th Street 6TH Floor NEW York NY
About S. Williams Capital, LLC
S. Williams Capital, LLC is a privately held boutique investment firm in New York serving retail and institutional clients with event-driven strategies including risk arbitrage and value investing. Portfolios are primarily implemented in equities and ETFs and are custodied at Interactive Brokers.
Team overview
50 AVG AGE
$29.2M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
1.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
9yrs Firm Age
Insights
Available
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Client Personas
Available
Owner & Executives
S
SCOTT SPENCER WILLIAMS
Chief Compliance Officer, Managing Member
- CRD
- #4586367
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $29,215,166 | $1,623,065 |
| Non-Discretionary | $0 | -- |
| Total | $29,215,166 | $1,623,065 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Equity - OTC:
Available U.S. Government/Agency:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Equity - OTC | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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