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Safeguard Investment Advisory Group, LLC

Safeguard Investment Advisory Group, LLC. CRD 146132

S

CRD: 146132

Safeguard Investment Advisory Group, LLC

$702.3M Total AUM
$700.7M Disc. AUM
25.8% 3Y CAGR
25 Employees
1,804 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · SEI
Clients
Retail and Institutional
Platforms
Available
Established Date
02-20-2008
Office Locations
4

Office Locations

116 1/2 East Sola Street Santa Barbara CA
1400 N Pima RD Suite 230 Scottsdale AZ
3005 Douglas Blvd. STE 150 Roseville CA

About Safeguard Investment Advisory Group, LLC

Safeguard Investment Advisory Group, LLC is an independent RIA serving individuals and families, with a strong focus on retirement planning. The team provides financial planning (including tax, estate, and insurance considerations) alongside discretionary portfolio management and portfolio construction, often using ETFs and mutual funds with fixed income exposures. It runs live retirement workshops and the “Reid’s Weekly Reads” newsletter; custody includes Charles Schwab.

Team overview

32 AVG AGE
$78.0M AVG AUM / ADVISOR
$389.3K AVG AUM / CLIENT
8.8 yrs AVG TENURE
25 Employees
9 Advisory Reps
9 RIA Reps
18yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

REID NMN ABEDEEN

REID NMN ABEDEEN

Investment Advisor

CRD
#5480138
Ownership
25% but less than 50%
Available
Available
Available
RICKY NMN RIVERA

RICKY NMN RIVERA

Owner

CRD
#5480478
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

A

ANDREW JOHN ANABLE

Investment Advisor Representative

CRD
#5625071
Available
Available
Available
ADAM SPENCER CASTO

ADAM SPENCER CASTO

Investment Advisor Representative

CRD
#7007052
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-18-2022
03-13-2023
11-25-2024
03-26-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $700,698,733 $159,033
Non-Discretionary $1,576,100 $30,310
Total $702,274,833 $157,531

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Sovereign Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Sovereign Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
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