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Saga Financial Management

Saga Financial Management. CRD 158732

Saga Financial Management logo

CRD: 158732

Saga Financial Management

$107.0M Total AUM
$107.0M Disc. AUM
-- 3Y CAGR
1 Employees
190 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Tiaa
Clients
Retail
Platforms
Available
Established Date
10-21-2011
Office Locations
1

Office Locations

-- Austin TX

About Saga Financial Management

SAGA Financial Management is an Austin, TX RIA focused on retirement management for Texas families, specializing in 403(b) planning and investments for university professors. The firm provides financial planning and portfolio construction, with a strong ETF orientation in managed accounts, and works with custodians including TIAA.

Team overview

-- AVG AGE
$107.0M AVG AUM / ADVISOR
$563.2K AVG AUM / CLIENT
14.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
14yrs Firm Age

Insights

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

CHARLES SCOTT SAWTELLE

CHARLES SCOTT SAWTELLE

Chief Compliance Officer, Chief Executive Officer

CRD
#4414699
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-26-2026
Category Assets AVG. Account size
Discretionary $107,000,000 $433,198
Non-Discretionary $0 --
Total $107,000,000 $433,198

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

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