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Sauberan & Company, LLC

Sauberan & Company, LLC. CRD 106317

S

CRD: 106317

Sauberan & Company, LLC

$5.8M Total AUM
$5.8M Disc. AUM
-39.6% 3Y CAGR
1 Employees
45 ADV. Clients
35 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Platforms
--
Established Date
04-19-1991
Office Locations
1

Office Locations

175 Walnut ST SUITE#2 Lockport NY

About Sauberan & Company, LLC

Sauberan & Company, LLC is a Lockport-based RIA. The firm has been operating for 35 years. Managing $5.8M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and TD Ameritrade.

Team overview

-- AVG AGE
$5.8M AVG AUM / ADVISOR
$129.1K AVG AUM / CLIENT
1.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
35yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Services

Available

Owner & Executives

C

CHARLES KEITH SAUBERAN

Chief Compliance Officer, President

CRD
#1675594
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-07-2021
03-30-2022
03-30-2023
11-24-2025
04-20-2026
Category Assets AVG. Account size
Discretionary $5,810,307 $103,755
Non-Discretionary $0 --
Total $5,810,307 $103,755

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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