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Schlindwein Associates LLC

Schlindwein Associates LLC. CRD 109132

Schlindwein Associates LLC logo

CRD: 109132

Schlindwein Associates LLC

$167.1M Total AUM
$167.1M Disc. AUM
-3.7% 3Y CAGR
3 Employees
123 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Platforms
Available
Established Date
08-25-1998
Office Locations
3

Office Locations

1717 Main Street Suite 3975 Dallas TX
20 North Wacker Dr., Suite 1820 Chicago IL
5910 North Central Expressway Suite 770 Dallas TX

About Schlindwein Associates LLC

Schlindwein Associates LLC is an independent RIA with offices in Dallas and Chicago, providing financial planning and ongoing portfolio management aligned to long-term goals. The firm emphasizes education and customized guidance, including work with business owners around retirement and estate planning. Portfolios commonly use ETFs and mutual funds with asset-allocation and risk-management disciplines. Publishes regular market commentary and is an Investment Adviser Association member.

Team overview

60 AVG AGE
$55.7M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
10.8 yrs AVG TENURE
3 Employees
3 Advisory Reps
2 RIA Reps
27yrs Firm Age

Insights

Available
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Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

W

WINIFRED JILL SCHLINDWEIN

Chief Compliance Officer, CHIEF OPERATING OFFICER, MANAGING PRINCIPAL, President

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

Edgar Cortez

Edgar Cortez

Chief of Financial Planning, Client Service

CRD
#7908530
Available
Available
Available
A

ADAM CARTER RICH

Principal

CRD
#2952627
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-21-2022
03-30-2023
03-27-2024
03-31-2025
06-18-2026
Category Assets AVG. Account size
Discretionary $167,078,198 $460,271
Non-Discretionary $0 --
Total $167,078,198 $460,271

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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