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Scholtz & Company, LLC

Scholtz & Company, LLC. CRD 107363

S

CRD: 107363

Scholtz & Company, LLC

$340.5M Total AUM
$340.5M Disc. AUM
7.5% 3Y CAGR
7 Employees
206 ADV. Clients
32 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Goldman Sachs · Raymond James · US Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
03-01-1994
Office Locations
1

Office Locations

107 ELM Street Four Stamford Plaza, 5TH Floor Stamford CT

About Scholtz & Company, LLC

Scholtz & Company, LLC is a Stamford, CT fiduciary wealth manager providing personalized investment management and financial advice. The firm emphasizes long-term relationships—many clients have stayed 25+ years—and an active portfolio management approach led by President/Portfolio Manager Peter Scholtz. Portfolios are built primarily with ETFs and investment-grade fixed income, serving both retail and institutional clients, with custody including Charles Schwab.

Team overview

56 AVG AGE
$68.1M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
21.3 yrs AVG TENURE
7 Employees
5 Advisory Reps
2 RIA Reps
32yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

PETER DWIGHT SCHOLTZ

PETER DWIGHT SCHOLTZ

Portfolio Manager, President

CRD
#873183
Ownership
50% but less than 75%
Available
Available
Available
P

PATRICIA GILDEA

PARTNER

CRD
--
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-01-2022
03-23-2023
03-13-2024
03-06-2025
03-16-2026
Category Assets AVG. Account size
Discretionary $340,511,697 $896,083
Non-Discretionary $0 --
Total $340,511,697 $896,083

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
U.S. Government/Agency:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
U.S. Government/Agency Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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