CRD: 108742
Mark Sheptoff Financial Planning LLC
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Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-01-1997
- Office Locations
- 1
Office Locations
About Mark Sheptoff Financial Planning LLC
Mark Sheptoff Financial Planning, LLC is a Glastonbury, CT fee-only, fiduciary firm providing ongoing, comprehensive financial planning and investment management. The team partners closely with clients to set goals and adapt plans as life changes, with a focus that includes asset allocation, portfolio construction, ETFs, and fixed income. Independent and compensated only by clients, with Fidelity/NFS among its custodians.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
MARK A SHEPTOFF
Chief Compliance Officer, Managing Member
- CRD
- #4634537
- Ownership
- 75% or more
JEAN CATHERINE SHEPTOFF
Limited Partner, Manager, Owner
- CRD
- --
- Ownership
- 10% but less than 25%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $466,529,463 | $605,097 |
| Non-Discretionary | $0 | -- |
| Total | $466,529,463 | $605,097 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Public Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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