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Summit Investment Management, LLC

Summit Investment Management, LLC. CRD 149793

Summit Investment Management, LLC logo

CRD: 149793

Summit Investment Management, LLC

$21.4M Total AUM
$21.4M Disc. AUM
-- 3Y CAGR
1 Employees
62 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Altruist · Ameritas · Truist Bank
Clients
Retail
Platforms
--
Established Date
05-05-2009
Office Locations
1

Office Locations

-- Lyme CT

About Summit Investment Management, LLC

Summit Investment Management is a Denver-based private investment firm (founded 2002) focused on opportunistic and distressed credit for middle-market companies. The team acquires and manages underperforming commercial debt and structures complex special-situations financings and joint ventures, often partnering with banks and other financial institutions. Typical investments are $1–$100M and executed quickly in restructurings and bespoke transactions.

Team overview

65 AVG AGE
$21.4M AVG AUM / ADVISOR
$345.1K AVG AUM / CLIENT
17.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Custodian

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Investment Themes

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Investment Vehicles

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Platform

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Services

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Owner & Executives

LAWRENCE BRAY KAPLAN

LAWRENCE BRAY KAPLAN

Chief Compliance Officer, Managing Member

CRD
#1966112
Ownership
75% or more
Available
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $21,396,809 --
Non-Discretionary $0 --
Total $21,396,809 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
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Available
Equity - Exchange:
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Cash:
Available
Asset class Assets Assets %
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Equity - Exchange Available Available
Cash Available Available
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