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Schwarz Dygos Wheeler Investment Advisors LLC

Schwarz Dygos Wheeler Investment Advisors LLC. CRD 147384

Schwarz Dygos Wheeler Investment Advisors LLC logo

CRD: 147384

Schwarz Dygos Wheeler Investment Advisors LLC

$730.4M Total AUM
$728.8M Disc. AUM
18.5% 3Y CAGR
7 Employees
537 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
06-12-2008
Office Locations
3

Office Locations

50 S. Sixth Street Suite 1405 Minneapolis MN
50 South Sixth Street Suite 1405 Minneapolis MN
-- Costa Mesa CA

About Schwarz Dygos Wheeler Investment Advisors LLC

Schwarz Dygos Wheeler Investment Advisors LLC is a Minneapolis-based RIA serving retail and institutional clients with financial planning and investment planning across retirement, tax, estate, charitable giving, and insurance needs. Portfolios lean heavily on ETFs and public funds, with custody through Fidelity/NFS. The firm also supports planning workflows with tools such as Black Diamond and Envestnet MoneyGuide.

Team overview

43 AVG AGE
$104.3M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
10.4 yrs AVG TENURE
7 Employees
7 Advisory Reps
7 RIA Reps
18yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

STEPHEN JOHN DYGOS

STEPHEN JOHN DYGOS

Managing Member, Managing Partner

CRD
#3273752
Ownership
25% but less than 50%
Available
Available
Available
JOSEPH WILLIAM SCHWARZ II

JOSEPH WILLIAM SCHWARZ II

Managing Member, Principal

CRD
#2633754
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

Jon Michael Hogan

Jon Michael Hogan

--

CRD
#7626608
Available
Available
Available
E

Emily Marie Nuth

--

CRD
#7565104
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-30-2022
03-20-2023
03-25-2024
04-17-2025
03-18-2026
Category Assets AVG. Account size
Discretionary $728,819,234 $364,046
Non-Discretionary $1,535,032 $767,516
Total $730,354,266 $364,448

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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