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Seamount Financial Group INC

Seamount Financial Group INC. CRD 107834

Seamount Financial Group INC logo

CRD: 107834

Seamount Financial Group INC

$745.2M Total AUM
$745.2M Disc. AUM
9.5% 3Y CAGR
10 Employees
504 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail and Institutional
Platforms
--
Established Date
04-06-1999
Office Locations
3

Office Locations

14851 N. Scottsdale Rd. Suite 205 Scottsdale AZ
17542 East 17th Street Suite 460 Tustin CA
90 SO Cascade Avenue Suite 970 Colorado Springs CO

About Seamount Financial Group INC

Seamount Financial Group is an independent, boutique fiduciary providing customized financial planning and wealth management for clients and families, often across generations. The firm builds and implements comprehensive plans using investment and tax strategies, coordinating with clients’ legal and tax advisors and monitoring progress as circumstances change. Based in Colorado Springs with additional offices in AZ and CA; custody via LPL Financial.

Team overview

44 AVG AGE
$124.2M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
18.9 yrs AVG TENURE
10 Employees
6 Advisory Reps
6 RIA Reps
27yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

L

Leon Joseph Colafrancesco

President

CRD
#1024686
Ownership
75% or more
Available
Available
Available
C

Christopher Robert Dorsett

--

CRD
#3042525
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

N

Nicholas Dorsett

--

CRD
#6719629
Available
Available
Available
Michael James Healy

Michael James Healy

Financial Advisor, Senior Vice President

CRD
#1091446
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-05-2022
09-21-2023
06-18-2024
06-04-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $745,240,537 $463,170
Non-Discretionary $0 --
Total $745,240,537 $463,170

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Other:
Available
U.S. Government/Agency:
Available
Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Other Available Available
U.S. Government/Agency Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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