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Second 50 Financial

Second 50 Financial. CRD 318626

Second 50 Financial logo

CRD: 318626

Second 50 Financial

$341.6M Total AUM
$341.6M Disc. AUM
16.1% 3Y CAGR
5 Employees
156 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
03-01-2022
Office Locations
1

Office Locations

111 N. Sepulveda Blvd Suite 350 Manhattan Beach CA

About Second 50 Financial

Second 50 Financial is a boutique wealth management firm built for successful individuals and families in their “second 50” years. It combines personalized financial planning with integrated investment management focused on income, tax, and risk needs, emphasizing customized portfolios over product sales. The team highlights access to select hard-to-access opportunities, including private equity and digital infrastructure themes. Custodied at Schwab and Fidelity.

Team overview

-- AVG AGE
$113.9M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
4.1 yrs AVG TENURE
5 Employees
3 Advisory Reps
2 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

KATHLEEN ANN ADAMS

KATHLEEN ANN ADAMS

Financial Advisor, General Partner

CRD
#3266692
Ownership
50% but less than 75%
Available
Available
Available
D

DAVID HUGH SWIFT

Chief Compliance Officer, FOUNDER, President, PRINCIPAL

CRD
#5708601
Ownership
25% but less than 50%
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-14-2022
09-09-2023
08-01-2024
09-03-2025
06-13-2026
Category Assets AVG. Account size
Discretionary $341,645,342 $686,035
Non-Discretionary $0 --
Total $341,645,342 $686,035

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Equity - OTC:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Equity - OTC Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Private Funds Available Available
Total Available Available

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