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Secure Investment Management, LLC

Secure Investment Management, LLC. CRD 141195

Secure Investment Management, LLC logo

CRD: 141195

Secure Investment Management, LLC

$42.9M Total AUM
$42.9M Disc. AUM
4.6% 3Y CAGR
31 Employees
942 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
08-23-2006
Office Locations
18

Office Locations

3067 W. INA Road #125 Tucson AZ
970 Reserve Drive #100 Roseville CA
Campus @ Warner Center 21255 Burbank Blvd., Ste. 120 Woodland Hills CA

About Secure Investment Management, LLC

Secure Investment Management (SIM) is an independently owned, fiduciary RIA headquartered in Tucson, Arizona. The firm delivers customized portfolio construction and investment planning focused on retirement outcomes, including risk management and 401(k) rollover guidance. Portfolios are tailored to each client’s goals and circumstances, and the practice includes a Fidelity/NFS custody relationship.

Team overview

37 AVG AGE
$2.1M AVG AUM / ADVISOR
$45.6K AVG AUM / CLIENT
2.5 yrs AVG TENURE
31 Employees
20 Advisory Reps
5 RIA Reps
19yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JOSHUA DAVID MELLBERG

JOSHUA DAVID MELLBERG

Managing Member, Owner, President

CRD
#5174289
Ownership
75% or more
Available
Available
Available
O

OTTO RAMON BOHON

CHIEF OPERATING OFFICER

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

S

SAM MICHAEL BECKWORTH

Partner

CRD
#2968528
Available
Available
Available
S

SCOTT WILLIAM BLANEY

--

CRD
#4112904
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-07-2022
11-06-2023
03-20-2024
06-16-2025
06-10-2026
Category Assets AVG. Account size
Discretionary $42,909,330 $45,551
Non-Discretionary $0 --
Total $42,909,330 $45,551

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Cash:
Available
Equity - Exchange:
Available
Public Funds:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Equity - OTC:
Available
Asset class Assets Assets %
Cash Available Available
Equity - Exchange Available Available
Public Funds Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Equity - OTC Available Available
Total Available Available

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