CRD: 112923
Sterling Investment Management, LLC
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- Custodian
- Bank OF America ยท Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 10-16-1995
- Office Locations
- 1
Office Locations
About Sterling Investment Management, LLC
Sterling Investment Management is a private, independent, employee-owned boutique (est. 1995) building sophisticated, risk-aware portfolios of individual securities for high net worth individuals and families, foundations, endowments, and corporate clients. The firm focuses on active portfolio construction and asset allocation across equities and fixed income, with ETFs also used in accounts. Custody includes Charles Schwab.
Team overview
Insights
Accredited Investors
Asset Classes
Client Personas
Custodian
Fund Managers
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JOHN HARMAN PAYNE
Chief Investment Officer, Managing Partner, Partner
- CRD
- #2694662
- Ownership
- 75% or more
ARUMAYTA Martinez Arguello
Partner, PORTFOLIO MANAGER
- CRD
- #6399035
- Ownership
- 5% but less than 10%
Showing 2 of 3 owners & executives
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ROSS ALEXANDER PATTERSON
Wealth Manager
- CRD
- #6231877
Showing 1 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $409,201,752 | $1,025,568 |
| Non-Discretionary | $0 | -- |
| Total | $409,201,752 | $1,025,568 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Public Funds | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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