CRD: 170976
Seraphim Capital Management, LLC
$63.0M Total AUM
$63.0M Disc. AUM
11.0% 3Y CAGR
3 Employees
180 ADV. Clients
11 yrs Firm Age
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- Custodian
- Interactive Brokers ยท LPL Financial
- Clients
- Retail
- Platforms
- Available
- Established Date
- 08-15-2014
- Office Locations
- 1
Office Locations
-- Boulder CO
About Seraphim Capital Management, LLC
Seraphim Capital Management provides non-pooled, separately managed account portfolio management with a holistic wealth management approach, aligning portfolios to objectives and risk tolerance through disciplined research. Offers ESG-aligned customization and tax-aware strategy supported by CPA expertise on the team. Portfolios are often ETF-based, with LPL Financial and Interactive Brokers among custodians.
Team overview
-- AVG AGE
$21.0M AVG AUM / ADVISOR
$350.0K AVG AUM / CLIENT
9.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
11yrs Firm Age
Insights
Available
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Accredited Investors
Available
Asset Classes
Available
Client Personas
Available
CRM
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
J
JOHN PATRICK MORRIS
Chief Compliance Officer, Managing Member
- CRD
- #340494
- Ownership
- 75% or more
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $63,000,000 | $350,000 |
| Non-Discretionary | $0 | -- |
| Total | $63,000,000 | $350,000 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available U.S. Government/Agency:
Available Cash:
Available Corporate - Investment Grade:
Available Derivatives:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Derivatives | Available | Available |
| Total | Available | Available |
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