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- Custodian
- Axos · Charles Schwab & Company · Jackson National Life · Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-11-2013
- Office Locations
- 1
Office Locations
About Seros Wealth Partners
Seros Financial is an independent Tempe, AZ advisory firm focused on simplifying retirement decisions through an education-first planning process. They coordinate investing alongside insurance, estate conservation, and wealth-preservation planning, aiming for long-term client relationships and objective advice. A notable part of their process is a “Retirement Test Run” to help clients preview retirement tradeoffs; custody includes Charles Schwab and Pershing.
Team overview
Insights
Accredited Investors
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
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Owner & Executives
JEREMY WINDELL SMITH
Manager
- CRD
- #5058621
- Ownership
- 75% or more
SHEROD NORTON BIGELOW
Chief Compliance Officer
- CRD
- #4227114
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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JILL E BAUMES
Partner | Wealth Advisor
- CRD
- #5323816
Whitney M. Hendricks
Wealth Advisor
- CRD
- #7977016
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $359,182,480 | $342,405 |
| Non-Discretionary | $0 | -- |
| Total | $359,182,480 | $342,405 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Private Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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