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SFE Investment Counsel Inc.

SFE Investment Counsel Inc.. CRD 145530

SFE Investment Counsel Inc. logo

CRD: 145530

SFE Investment Counsel Inc.

$748.4M Total AUM
$728.3M Disc. AUM
25.2% 3Y CAGR
14 Employees
894 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
10-24-2007
Office Locations
2

Office Locations

801 S. Figueroa Street Suite 610 LOS Angeles CA
-- SAN Luis Obispo CA

About SFE Investment Counsel Inc.

SFE Investment Counsel Inc. is a Los Angeles-based RIA providing personalized wealth management for individuals, families, businesses, and nonprofits, including socially responsible investing portfolios. The firm also advises other financial advisory firms and primarily implements client portfolios using ETFs and other public funds, with Schwab as a key custodian.

Team overview

59 AVG AGE
$83.2M AVG AUM / ADVISOR
$837.1K AVG AUM / CLIENT
10.5 yrs AVG TENURE
14 Employees
9 Advisory Reps
9 RIA Reps
18yrs Firm Age

Insights

Available
Available
Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JON MICHAEL KMETT

JON MICHAEL KMETT

Chief Financial Officer, DIRECTOR, President

CRD
#1918840
Ownership
25% but less than 50%
Available
Available
Available
JAMES THOMAS MOYLAN

JAMES THOMAS MOYLAN

Co-Chief Investment Officer, Vice President

CRD
#5292132
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

P

Peter Nicholas Scholl Bohlen

--

CRD
#8211984
Available
Available
Available
C

Charles Eustis Bohlen III

--

CRD
#8211972
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-29-2021
12-22-2022
11-29-2023
12-12-2024
12-03-2025
Category Assets AVG. Account size
Discretionary $728,265,005 $839,015
Non-Discretionary $20,087,374 $590,805
Total $748,352,379 $829,659

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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