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Shaffer Capital

Shaffer Capital. CRD 150106

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CRD: 150106

Shaffer Capital

$211.1M Total AUM
$211.1M Disc. AUM
16.5% 3Y CAGR
7 Employees
201 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Morgan Stanley
Clients
Retail and Institutional
Platforms
Available
Established Date
05-21-2009
Office Locations
1

Office Locations

550 Polaris Parkway Suite 130 Westerville OH

About Shaffer Capital

Shaffer Capital is an Ohio-based RIA serving successful individuals and businesses with integrated financial planning, retirement planning, and investment management. The team emphasizes a big-picture approach paired with attention to detail and direct accountability, tailoring strategies to client goals. Portfolios are built primarily with ETFs and are custodied at Charles Schwab.

Team overview

-- AVG AGE
$52.8M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
4.7 yrs AVG TENURE
7 Employees
4 Advisory Reps
4 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Available

Custodian

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Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

M

MATTHEW EDWARD SHAFFER

Chief Compliance Officer, Owner

CRD
#2506433
Ownership
Less than 5%
Available
Available
Available

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Contacts

A

Alexander Matthew Shaffer

--

CRD
#8259653
Available
Available
Available
A

Andrew Benjamin Shaffer

--

CRD
#8259626
Available
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-02-2022
03-31-2023
03-12-2024
09-08-2025
05-26-2026
Category Assets AVG. Account size
Discretionary $211,059,174 $461,836
Non-Discretionary $0 --
Total $211,059,174 $461,836

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
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Asset class Assets Assets %
Equity - Exchange Available Available
Total Available Available

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