CRD: 142739
Shelter Rock Management, LLC
$232.0M Total AUM
$171.2M Disc. AUM
-- 3Y CAGR
6 Employees
142 ADV. Clients
16 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-08-2010
- Office Locations
- 3
Office Locations
375 North Broadway Suite 207 Jericho NY
50 Jericho Quadrangle Suite 200 Jericho NY
-- Bronx NY
About Shelter Rock Management, LLC
Shelter Rock Management, LLC is a Jericho, NY registered investment adviser serving retail and institutional clients, including business owners. The firm provides financial planning, retirement plan guidance, and portfolio construction, with an investment approach that leans heavily on ETFs alongside fixed income allocations. Custody is centered on Fidelity/NFS.
Team overview
54 AVG AGE
$58.0M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
11.2 yrs AVG TENURE
6 Employees
4 Advisory Reps
1 RIA Reps
16yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Client Personas
Available
Custodian
Available
Fund Managers
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
SEAN EDWARD CHAITMAN
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #2499707
- Ownership
- 75% or more
Available
Available
Available
Showing 1 of 1 owners & executives
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ANDREW KERR FRANK
Financial Advisor, General Partner
- CRD
- #2199115
Available
Available
Available
D
DANIEL DALY HICKEY
--
- CRD
- #2076001
Available
Available
Available
Showing 2 of 4 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $171,189,081 | $615,788 |
| Non-Discretionary | $60,790,004 | $7,598,751 |
| Total | $231,979,085 | $811,116 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Corporate - Investment Grade:
Available Corporate - Non-Investment Grade:
Available U.S. Government/Agency:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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