CRD: 170861
Sherman Asset Management, Inc.
$140.8M Total AUM
$140.8M Disc. AUM
-- 3Y CAGR
1 Employees
39 ADV. Clients
12 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Interactive Brokers · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-22-2014
- Office Locations
- 1
Office Locations
1500 Palma Dr. Suite 133 Ventura CA
About Sherman Asset Management, Inc.
Sherman Asset Management, Inc. is a Ventura-based RIA. The firm has been operating for 12 years. Managing $140.8M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and Interactive Brokers.
Team overview
36 AVG AGE
$140.8M AVG AUM / ADVISOR
$3.6M AVG AUM / CLIENT
12.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
12yrs Firm Age
Insights
Available
Available
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Accredited Investors
Available
Asset Classes
Available
Client Personas
Available
CRM
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Platform
Available
Services
Available
Technology
Available
Owner & Executives
ROY DOUGLAS SHERMAN
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #6312263
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $140,759,518 | $932,182 |
| Non-Discretionary | $0 | -- |
| Total | $140,759,518 | $932,182 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available U.S. Government/Agency:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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