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Shield Wealth Advisors

Shield Wealth Advisors. CRD 309538

Shield Wealth Advisors logo

CRD: 309538

Shield Wealth Advisors

$68.4M Total AUM
$68.4M Disc. AUM
-- 3Y CAGR
3 Employees
114 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
07-23-2020
Office Locations
1

Office Locations

2809 Wehrle Drive Suite 9 Williamsville NY

About Shield Wealth Advisors

Shield Wealth Advisors is a wealth management team built for members of the New York State Police and Fire Retirement System. The firm provides retirement and tax planning (including Roth conversions), NYS pension and partial lump sum analysis, and distribution planning, supported by NYS Deferred Compensation Plan tools and calculators. Portfolios span stocks, bonds, and mutual funds; custody through Charles Schwab.

Team overview

42 AVG AGE
$34.2M AVG AUM / ADVISOR
$599.7K AVG AUM / CLIENT
5.3 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JOHN WILLIAM HABERSTRO

JOHN WILLIAM HABERSTRO

Investment Advisor Representative, President

CRD
#4754069
Ownership
75% or more
Available
Available
Available
D

Dawn M Robinson

Chief Compliance Officer, Principal

CRD
#6796722
Ownership
Less than 5%
Available
Available
Available

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Contacts

B

Brendan J Taylor

Investment Advisor Representative

CRD
#7183763
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
01-26-2022
05-11-2023
02-02-2024
02-12-2025
01-30-2026
Category Assets AVG. Account size
Discretionary $68,366,197 $222,691
Non-Discretionary $0 --
Total $68,366,197 $222,691

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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