This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Pershing · TD Ameritrade
- Clients
- Retail
- Platforms
- Available
- Established Date
- 11-05-2021
- Office Locations
- 1
Office Locations
About Shockman Financial
Shockman Financial is an independent Fargo, ND advisory firm delivering holistic, goal-based financial planning and investment planning, including retirement, tax and estate considerations and insurance/risk management. The team builds portfolios using vehicles such as ETFs and mutual funds and stays focused on market trends to help clients navigate life transitions. Custodied at Schwab; tools include eMoney/Advyzon.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
THOMAS MICHAEL SHOCKMAN
Chief Compliance Officer, Independent Financial Advisor, Managing Member
- CRD
- #1791982
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $35,918,770 | -- |
| Non-Discretionary | $0 | -- |
| Total | $35,918,770 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Private Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Equity - OTC | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
Continue browsing