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Silver OAK Securities, Incorporated

Silver OAK Securities, Incorporated. CRD 46947

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CRD: 46947

Silver OAK Securities, Incorporated

$2.4B Total AUM
$2.4B Disc. AUM
29.5% 3Y CAGR
103 Employees
8,788 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Jackson National Life
Clients
Retail and Institutional
Platforms
Available
Established Date
08-31-1999
Office Locations
114

Office Locations

1 Buttonwood RD Sewell NJ
10 Burton Hills Blvd Suite 400 Nashville TN
10 Office Park WAY STE 200 Pittsford NY

About Silver OAK Securities, Incorporated

Silver Oak Securities, Inc. is an advisor-owned, independent broker-dealer and SEC-registered investment adviser serving independent wealth advisors. With 20+ years in the independent financial services community, it offers a collaborative wealth management platform built to simplify digitization, plus full-service support from front to back office and a broad menu of products and services for today’s investors. FINRA and SIPC member; founded in 1999.

Team overview

51 AVG AGE
$23.8M AVG AUM / ADVISOR
$278.6K AVG AUM / CLIENT
6.5 yrs AVG TENURE
103 Employees
103 Advisory Reps
103 RIA Reps
26yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

WILLIAM ELLISTON HOPKINS II

WILLIAM ELLISTON HOPKINS II

Owner, President, Secretary

CRD
#2582698
Ownership
25% but less than 50%
Available
Available
Available
ANDREW ROBERT WALLACE

ANDREW ROBERT WALLACE

Certified Financial Planner

CRD
#4367954
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

RICHARD BENNETT ADAMS

RICHARD BENNETT ADAMS

LPL Financial Wealth Advisor

CRD
#6372856
Available
Available
Available
R

Robert Parks Ahler

--

CRD
#2790169
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-20-2022
11-03-2023
11-18-2024
12-05-2025
05-07-2026
Category Assets AVG. Account size
Discretionary $2,403,811,769 $160,190
Non-Discretionary $44,513,325 $511,647
Total $2,448,325,094 $162,216

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Derivatives:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Derivatives Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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