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Slocum, Gordon & Co. LLP

Slocum, Gordon & Co. LLP. CRD 104929

Slocum, Gordon & Co. LLP logo

CRD: 104929

Slocum, Gordon & Co. LLP

$219.2M Total AUM
$219.2M Disc. AUM
-3.3% 3Y CAGR
5 Employees
131 ADV. Clients
47 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
01-11-1979
Office Locations
1

Office Locations

39 Mill Street Newport RI

About Slocum, Gordon & Co. LLP

Slocum, Gordon & Co. LLP is an independent, partner-owned SEC-registered adviser (est. 1978) delivering highly personalized discretionary portfolio management and related planning for retail and institutional clients, including entrepreneurs. The firm emphasizes conservative risk management and active asset allocation across global markets, shifting among equities, bonds and cash to preserve and enhance capital; portfolios commonly use ETFs and U.S. government/IG fixed income. Custody includes Fidelity/NFS.

Team overview

-- AVG AGE
$109.6M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
23 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
47yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JEFFREY L. GORDON

JEFFREY L. GORDON

Owner, PARTNER

CRD
#4346932
Ownership
50% but less than 75%
Available
Available
Available
B

BARCLAY DOUGLAS

Partner

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-25-2022
03-02-2023
03-22-2024
12-04-2025
02-05-2026
Category Assets AVG. Account size
Discretionary $219,150,565 $866,208
Non-Discretionary $0 --
Total $219,150,565 $866,208

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Other:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Other Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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