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Smedley Financial Services INC

Smedley Financial Services INC. CRD 110870

Smedley Financial Services INC logo

CRD: 110870

Smedley Financial Services INC

$341.8M Total AUM
$341.8M Disc. AUM
9.8% 3Y CAGR
10 Employees
788 ADV. Clients
44 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
06-04-1982
Office Locations
1

Office Locations

102 S. 200 E., Suite 100 Salt Lake City UT

About Smedley Financial Services INC

Smedley Financial Services is an SEC-registered RIA based in Salt Lake City, Utah, providing financial, retirement, insurance, and Social Security planning alongside active investment management. The firm emphasizes a “Lifetime Income” process for individuals seeking long-term financial security, with dedicated guidance for retirees, tech executives, and women. Securities are offered through Osaic Wealth, and the team shares market commentary via a biweekly Substack update and its Power Up Wealth podcast.

Team overview

36 AVG AGE
$57.0M AVG AUM / ADVISOR
$433.7K AVG AUM / CLIENT
17.4 yrs AVG TENURE
10 Employees
6 Advisory Reps
6 RIA Reps
44yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

R

ROGER MERRILL SMEDLEY

Chief Executive Officer

CRD
#733726
Ownership
75% or more
Available
Available
Available
JAMES R DERRICK JR.

JAMES R DERRICK JR.

President

CRD
#4145920
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

MIKAL AUNE

MIKAL AUNE

--

CRD
#5139564
Available
Available
Available
JORDAN ROBERT HADFIELD

JORDAN ROBERT HADFIELD

Private Wealth Consultant

CRD
#6911804
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-20-2021
08-09-2022
08-18-2023
12-04-2024
08-08-2025
Category Assets AVG. Account size
Discretionary $341,758,231 $175,081
Non-Discretionary $0 --
Total $341,758,231 $175,081

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Total Available Available

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