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SMH Capital Advisors LLC

SMH Capital Advisors LLC. CRD 108344

SMH Capital Advisors LLC logo

CRD: 108344

SMH Capital Advisors LLC

$503.1M Total AUM
$503.1M Disc. AUM
-- 3Y CAGR
7 Employees
171 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
First Clearing · Merrill Lynch · State Street · Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
06-14-1996
Office Locations
2

Office Locations

101 York Avenue Weatherford TX
4200 S. Hulen St. Suite 534 Fort Worth TX

About SMH Capital Advisors LLC

SMH Capital Advisors LLC is a Fort Worth-based RIA with 2 offices. The firm has been operating for 30 years. Managing $503.1M in total assets under management, with 2 advisory representatives. They custody assets with First Clearing and Merrill Lynch.

Team overview

-- AVG AGE
$251.5M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
16.1 yrs AVG TENURE
7 Employees
2 Advisory Reps
2 RIA Reps
30yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

L

LISA CELESTE HALEY

VICE PRESIDENT

CRD
#4579362
Ownership
Less than 5%
Available
Available
Available
DWAYNE ALAN MOYERS

DWAYNE ALAN MOYERS

President and Chief Investment Officer

CRD
#1850654
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

JEFFREY BRANDON ALLRED

--

CRD
#5377160
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2022
06-01-2023
12-18-2024
03-27-2025
03-19-2026
Category Assets AVG. Account size
Discretionary $503,081,102 $2,941,995
Non-Discretionary $0 --
Total $503,081,102 $2,941,995

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Corporate - Non-Investment Grade:
Available
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Corporate - Non-Investment Grade Available Available
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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