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SMI Advisory Services, LLC

SMI Advisory Services, LLC. CRD 137872

SMI Advisory Services, LLC logo

CRD: 137872

SMI Advisory Services, LLC

$949.0M Total AUM
$949.0M Disc. AUM
10.9% 3Y CAGR
5 Employees
1,083 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
08-01-2005
Office Locations
1

Office Locations

4400 RAY Boll Blvd. Columbus IN

About SMI Advisory Services, LLC

SMI Advisory Services sponsors the SMI Funds, a lineup built to automate Sound Mind Investing strategies for investors who want systematic, professionally managed implementation without the time burden. The funds emphasize diversified, rules-based allocation using ETFs and mutual funds, with features like automatic rebalancing, no transaction fees, and no minimum holding periods for exchanges—making the approach accessible even for smaller accounts. Available via custodians such as Schwab.

Team overview

42 AVG AGE
$189.8M AVG AUM / ADVISOR
$876.3K AVG AUM / CLIENT
11.2 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
20yrs Firm Age

Insights

Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

ANTHONY SHAYNE AYERS

ANTHONY SHAYNE AYERS

Advisor, Managing Member

CRD
#2503806
Ownership
Less than 5%
Available
Available
Available
F

FREDERICK JACOB BEERWART

Advisor, Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

BRYCE WILLIAM FATHAUER

BRYCE WILLIAM FATHAUER

Investment Advisor Representative

CRD
#6322824
Available
Available
Available
Isaac Jones

Isaac Jones

Investment Advisor Representative

CRD
#7792931
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-08-2022
05-16-2023
07-25-2024
10-28-2025
01-15-2026
Category Assets AVG. Account size
Discretionary $949,000,000 $876,270
Non-Discretionary $0 --
Total $949,000,000 $876,270

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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