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Smith & Associates Financial Services, LLC

Smith & Associates Financial Services, LLC. CRD 331842

S

CRD: 331842

Smith & Associates Financial Services, LLC

(612) 308-1583
$1.1M Total AUM
$725.0K Disc. AUM
-- 3Y CAGR
1 Employees
20 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Interactive Brokers
Clients
Retail
Platforms
--
Established Date
10-08-2024
Office Locations
1

Office Locations

-- Chanhassen MN

About Smith & Associates Financial Services, LLC

Smith & Associates Financial Services, LLC is a Chanhassen-based RIA. The firm has been operating for 1 years. Managing $1.1M in total assets under management, with 1 advisory representatives. They custody assets with Interactive Brokers.

Team overview

-- AVG AGE
$1.1M AVG AUM / ADVISOR
$55.5K AVG AUM / CLIENT
1.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

K

KELLY EUGENE SMITH

Managing Member, Vice President

CRD
#1961966
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $724,981 --
Non-Discretionary $384,651 --
Total $1,109,632 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - OTC:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Equity - OTC Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

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