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Soesbe Financial

Soesbe Financial. CRD 307384

Soesbe Financial logo

CRD: 307384

Soesbe Financial

$84.4M Total AUM
$84.4M Disc. AUM
-- 3Y CAGR
3 Employees
101 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-01-2020
Office Locations
1

Office Locations

5290 Elvas AVE Sacramento CA

About Soesbe Financial

Soesbe Financial is a Sacramento, CA fee-only fiduciary RIA led by CFP Susan Soesbe. The firm delivers investment management and comprehensive planning, including an Integrated Management Service that can combine portfolio management, planning, and tax preparation for qualifying clients, plus fixed-fee plans and hourly follow-up advice. Client focus includes mature women and the LGBTQ community, supported by an eMoney client portal with reporting and a secure document vault; custody via Schwab.

Team overview

51 AVG AGE
$84.4M AVG AUM / ADVISOR
$835.2K AVG AUM / CLIENT
6.5 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
6yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

SUSAN KRISTINE SOESBE

SUSAN KRISTINE SOESBE

Chief Compliance Officer, Chief Financial Officer, Managing Member

CRD
#5014944
Ownership
50% but less than 75%
Available
Available
Available
Elena Falken

Elena Falken

Financial Planner, Managing Member

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $84,352,262 --
Non-Discretionary $0 --
Total $84,352,262 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

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