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Sonata Capital Group INC

Sonata Capital Group INC. CRD 111277

Sonata Capital Group INC logo

CRD: 111277

Sonata Capital Group INC

$360.7M Total AUM
$360.7M Disc. AUM
10.9% 3Y CAGR
5 Employees
197 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Capital Group · Charles Schwab & Company · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
04-21-2000
Office Locations
1

Office Locations

2001 6TH Avenue Suite 3410 Seattle WA

About Sonata Capital Group INC

Sonata Capital Group (founded 2000) is a Seattle-based RIA providing customized portfolio management and comprehensive financial planning, including estate planning and portfolio construction. The team emphasizes holistic, long-term wealth management tailored to each client’s objectives, with investment work spanning asset allocation, mutual funds and ETFs, and fixed income; serves individuals including entrepreneurs.

Team overview

60 AVG AGE
$72.1M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
24.6 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

TIMOTHY ROSS CUMMINS

TIMOTHY ROSS CUMMINS

Chief Compliance Officer, Managing Director

CRD
#1719659
Ownership
50% but less than 75%
Available
Available
Available
DAVID FRANKLIN HILL

DAVID FRANKLIN HILL

Director, MANAGING DIRECTOR

CRD
#1055841
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

PETER G ACKER

PETER G ACKER

Senior Portfolio Manager

CRD
#4565639
Available
Available
Available
MAX M MCCAIN

MAX M MCCAIN

Director, Portfolio Manager

CRD
#4565649
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-17-2022
03-13-2023
03-28-2024
03-11-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $360,685,424 $1,830,890
Non-Discretionary $0 --
Total $360,685,424 $1,830,890

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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Available Available Available Available Available Available
Available Available Available Available Available Available

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