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Sophis Investments LLC

Sophis Investments LLC. CRD 170391

S

CRD: 170391

Sophis Investments LLC

$129.9M Total AUM
$89.0M Disc. AUM
5.3% 3Y CAGR
5 Employees
41 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Pershing
Clients
Retail and Institutional
Platforms
--
Established Date
10-16-2014
Office Locations
4

Office Locations

-- COS COB CT
-- Greenwich CT
-- Lathrop CA

About Sophis Investments LLC

Sophis Investments LLC is a registered investment adviser providing discretionary and non-discretionary advisory services to retail and institutional clients. The firm is a research-driven, public-markets value manager running concentrated portfolios focused on undervalued and special-situation opportunities, with institutional strategies that may take an activist, value-added role. Uses custodians including Charles Schwab and Pershing.

Team overview

61 AVG AGE
$26.0M AVG AUM / ADVISOR
$3.2M AVG AUM / CLIENT
9.2 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
11yrs Firm Age

Insights

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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

TASSOS DEMETRIOS RECACHINAS

TASSOS DEMETRIOS RECACHINAS

Chief Compliance Officer, Director, Managing Member

CRD
#5002813
Ownership
75% or more
Available
Available
Available
EDWARD IGNATIOUS OBRIEN

EDWARD IGNATIOUS OBRIEN

Chairman

CRD
#1001911
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

WALTER EDWARD AUCH JR

WALTER EDWARD AUCH JR

Chief Operating Officer

CRD
#8660
Available
Available
Available
V

VIJAY MALIK

--

CRD
#4992630
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-01-2022
03-30-2023
11-13-2024
10-07-2025
06-24-2026
Category Assets AVG. Account size
Discretionary $88,959,574 $1,327,755
Non-Discretionary $40,911,849 $3,719,259
Total $129,871,423 $1,665,018

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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