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Sound Portfolio Advisors, LLC

Sound Portfolio Advisors, LLC. CRD 125511

Sound Portfolio Advisors, LLC logo

CRD: 125511

Sound Portfolio Advisors, LLC

$151.1M Total AUM
$151.1M Disc. AUM
-- 3Y CAGR
3 Employees
139 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท JP Morgan
Clients
Retail
Platforms
Available
Established Date
11-08-1999
Office Locations
1

Office Locations

28 Cottrell Street Mystic CT

About Sound Portfolio Advisors, LLC

Sound Portfolio Advisors is a Mystic, CT fee-only fiduciary RIA providing investment management, strategic asset allocation, and ongoing financial planning for households in or within ~10 years of retirement. Portfolios follow Modern Portfolio Theory and academic research with a strong ETF orientation. The firm avoids conflicts by taking no commissions or product sales compensation and provides portfolio updates at least quarterly.

Team overview

51 AVG AGE
$75.5M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
17.6 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

BRYAN JAMES WATTS

BRYAN JAMES WATTS

Managing Member, President

CRD
#5170706
Ownership
50% but less than 75%
Available
Available
Available
THEODORE LEE PARKER

THEODORE LEE PARKER

Chief Compliance Officer, Financial Advisor, President

CRD
#2362925
Ownership
25% but less than 50%
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
01-31-2022
11-01-2023
02-29-2024
12-05-2025
02-17-2026
Category Assets AVG. Account size
Discretionary $151,057,862 $427,926
Non-Discretionary $0 --
Total $151,057,862 $427,926

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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