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Southeast Financial Advisors

Southeast Financial Advisors. CRD 121757

Southeast Financial Advisors logo

CRD: 121757

Southeast Financial Advisors

$133.0M Total AUM
$131.9M Disc. AUM
-- 3Y CAGR
2 Employees
304 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Platforms
Available
Established Date
01-19-1999
Office Locations
1

Office Locations

C/O 107 Manly Street Greenville SC

About Southeast Financial Advisors

Southeast Financial Advisors is an independent RIA in Greenville, SC providing day-to-day investment management and retirement account oversight aligned to clients’ long-term goals. Services include retirement planning, IRA rollovers, pension/401(k) plan support, estate and college planning. The firm’s managed accounts show a heavy ETF allocation alongside public funds and fixed income, making ETF and model solutions a key fit.

Team overview

-- AVG AGE
$66.5M AVG AUM / ADVISOR
$437.4K AVG AUM / CLIENT
21.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
27yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

BRIAN DAVID SMITH

BRIAN DAVID SMITH

Chief Compliance Officer, Financial Advisor, General Partner, President

CRD
#2394812
Ownership
75% or more
Available
Available
Available

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Contacts

MICHELLE RENEE EMMONS

MICHELLE RENEE EMMONS

Financial Advisor, General Partner

CRD
#5492430
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-23-2011
05-21-2012
06-01-2026
Category Assets AVG. Account size
Discretionary $131,948,113 $205,207
Non-Discretionary $1,016,690 $78,207
Total $132,964,803 $202,690

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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