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Southern California Wealth Management Associates

Southern California Wealth Management Associates. CRD 332016

S

CRD: 332016

Southern California Wealth Management Associates

$34.0M Total AUM
$34.0M Disc. AUM
-- 3Y CAGR
3 Employees
115 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
11-22-2024
Office Locations
2

Office Locations

22713 Ventura Blvd Woodland Hills CA
655 Deep Valley Dr. Suite 125b Rolling Hills Estates CA

About Southern California Wealth Management Associates

Southern California Wealth Management Associates is a Rolling Hills Estates-based RIA with 2 offices. The firm has been operating for 1 years. Managing $34.0M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company.

Team overview

57 AVG AGE
$11.3M AVG AUM / ADVISOR
$295.7K AVG AUM / CLIENT
1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
1yrs Firm Age

Insights

Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

Terry Tin Sing Tang

Terry Tin Sing Tang

Chief Compliance Officer, Managing Member

CRD
#2625824
Ownership
75% or more
Available
Available
Available

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Contacts

H

Helen Hsi-Shan Lin

--

CRD
#4556198
Available
Available
Available
S

SCOTT MICHAEL OZER

Investment Adviser Representative

CRD
#1009252
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $34,000,000 --
Non-Discretionary $0 --
Total $34,000,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Other Available Available
Total Available Available

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