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- Custodian
- Charles Schwab & Company · Raymond James · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-31-2019
- Office Locations
- 21
Office Locations
About Sovereign Financial Group, Inc.
Sovereign Financial Group is an independent, family-owned advisory firm providing integrated financial planning and wealth management for individuals and small business owners, including retirement plan services for small to mid-sized businesses. The firm emphasizes objective, product-agnostic guidance and risk-managed asset allocation, with portfolios commonly implemented using ETFs and public funds. Custody includes Charles Schwab.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
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Owner & Executives
CHARLES L. FAILLA
Managing Member, Principal
- CRD
- #2628097
- Ownership
- 75% or more
Christopher Michael Mortara
--
- CRD
- #2858346
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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JOSEPH W BEDFORD
Financial Advisor
- CRD
- #5028646
MYLES Warren BOEGE
Financial Advisor
- CRD
- #5108846
Showing 2 of 24 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,064,298,928 | $241,447 |
| Non-Discretionary | $18,253,893 | $234,024 |
| Total | $1,082,552,821 | $241,318 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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