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SP Asset Management LLC

SP Asset Management LLC. CRD 323369

SP Asset Management LLC logo

CRD: 323369

SP Asset Management LLC

$1.9B Total AUM
$1.5B Disc. AUM
21.7% 3Y CAGR
3 Employees
211 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
01-01-2022
Office Locations
2

Office Locations

20380 Town Center Lane STE 205 Cupertino CA
-- Mission Viejo CA

About SP Asset Management LLC

SP Asset Management is a Cupertino, CA RIA providing private-wealth portfolio management and integrated planning (estate, tax, and financial planning) for entrepreneurs, founders, innovators, and executives. Its investment approach emphasizes fundamental analysis and balanced asset allocation focused on principal protection and long-term purchasing power. Planning work includes cross-border estates and stock-option/QSBS tax strategies. Custody includes Schwab and Fidelity.

Team overview

56 AVG AGE
$631.8M AVG AUM / ADVISOR
$9.0M AVG AUM / CLIENT
2.6 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
4yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

S

SANDEEP MADHAVLAL PANDYA

Chief Executive Officer

CRD
#2578444
Ownership
75% or more
Available
Available
Available
P

PARUL SANDEEP PANDYA

Owner

CRD
--
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

Lucas Andrew Mosher

Lucas Andrew Mosher

--

CRD
#6597693
Available
Available
Available
RAZVAN CHRISTIAN RAICU JR.

RAZVAN CHRISTIAN RAICU JR.

--

CRD
#5718197
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-14-2023
03-28-2024
05-14-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,466,069,229 $1,973,175
Non-Discretionary $429,306,137 $2,787,702
Total $1,895,375,366 $2,113,016

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Private Funds:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Private Funds Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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