CRD: 132154
Spark Asset Management Group
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- Custodian
- Interactive Brokers ยท Stonex
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 09-01-2004
- Office Locations
- 2
Office Locations
About Spark Asset Management Group
Spark Asset Management Group is an independent RIA helping individuals manage workplace 401(k) assets while they are still working, alongside broader financial planning including retirement, tax, and estate/insurance considerations. Portfolios are built primarily with ETFs, complemented by public funds and U.S. government/agency bonds. Supports held-away 401(k) management via Pontera and custody relationships such as Interactive Brokers.
Team overview
Insights
Asset Classes
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
HEATHER NICOLE BAIN
Chief Investment Officer, President
- CRD
- --
- Ownership
- 50% but less than 75%
TIMOTHY JOHN BAIN
Chief Compliance Officer, Chief Investment Officer
- CRD
- #2330992
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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TONI MARIE VAUGHAN
--
- CRD
- #2963070
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $12,014,616 | -- |
| Non-Discretionary | $766,298 | -- |
| Total | $12,780,914 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Derivatives | Available | Available |
| Total | Available | Available |
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