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Spectrum Advisors, Inc.

Spectrum Advisors, Inc.. CRD 114805

Spectrum Advisors, Inc. logo

CRD: 114805

Spectrum Advisors, Inc.

$160.0M Total AUM
$160.0M Disc. AUM
10.7% 3Y CAGR
9 Employees
308 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Millennium Trust · TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
02-01-1999
Office Locations
1

Office Locations

2805 Dallas Parkway, STE 200 Plano TX

About Spectrum Advisors, Inc.

Spectrum Advisors is a Plano, TX RIA focused on helping pre-retirees and retirees build and manage comprehensive retirement plans, including retirement income, tax-aware strategies, Social Security decisions, and legacy planning. Led by CFP professionals (including a RICP and CSA), the team is part of Ed Slott's Elite IRA Advisor Group and publishes retirement planning education, implementing portfolios that commonly use ETFs and mutual funds.

Team overview

55 AVG AGE
$32.0M AVG AUM / ADVISOR
$519.5K AVG AUM / CLIENT
8.3 yrs AVG TENURE
9 Employees
5 Advisory Reps
5 RIA Reps
27yrs Firm Age

Insights

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Client Personas

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Custodian

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Investment Themes

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Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Jon Michael Reppert

Jon Michael Reppert

President

CRD
#1474315
Ownership
50% but less than 75%
Available
Available
Available
David R Faulkner

David R Faulkner

Partner

CRD
#4490886
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

K

KARINA ROBIN KINGMAN

--

CRD
#6461115
Available
Available
Available
NICHOLAS PAUL LEHMAN

NICHOLAS PAUL LEHMAN

--

CRD
#6392465
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-15-2022
03-23-2023
05-24-2024
03-27-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $160,000,000 $179,775
Non-Discretionary $0 --
Total $160,000,000 $179,775

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Equity - OTC:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Equity - OTC Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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