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- Custodian
- Charles Schwab & Company · Prudential · TD Ameritrade · Transamerica
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-04-1987
- Office Locations
- 3
Office Locations
About Spectrum Asset Management INC
Spectrum Asset Management advises successful individuals and business owners with a customized, planning-led approach focused on building wealth, tax reduction, and multi-generational legacy planning, including values-aligned investing. Portfolios use asset allocation across vehicles such as ETFs, mutual funds, and fixed income. Planning incorporates Kolbe and Money Max surveys to tailor advice and collaboration.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
MARC DUANE KELLY
--
- CRD
- --
- Ownership
- 5% but less than 10%
TONY KYUWHAN JUNG
Chief Compliance Officer, CHIEF OPERATING OFFICER, Financial Advisor
- CRD
- #3241976
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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NANCY JANE HOWARD
Financial Advisor, General Partner
- CRD
- #1786676
MITCHEL EVAN NEEDELMAN
Senior Portfolio Manager
- CRD
- #4599154
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $657,266,993 | $705,222 |
| Non-Discretionary | $0 | -- |
| Total | $657,266,993 | $705,222 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Equity - Exchange | Available | Available |
| Municipal Bonds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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