CRD: 125147
Spectrum Financial Alliance, Ltd., L.l.c.
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Merrill Lynch
- Clients
- Retail
- Platforms
- Available
- Established Date
- 04-29-1997
- Office Locations
- 1
Office Locations
About Spectrum Financial Alliance, Ltd., L.l.c.
Spectrum Financial Alliance is a Kentucky-based RIA delivering 100% fiduciary, concentration-focused, total-return wealth management plus comprehensive financial planning for retail investors. Portfolios are implemented primarily with ETFs (per public profile) and the firm emphasizes transparent performance reporting. A distinctive angle for distribution partners: financial planning is included at no additional cost, and prospects can request a no-cost second-opinion review with a CFP professional.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
CHARLES KELLY BUCKLEY
Chief Compliance Officer, Managing Member, MANAGING PRINCIPAL
- CRD
- #1752633
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
CHRISTOPHER BRIAN EDNEY
--
- CRD
- #4933070
Camden Miracle
Director
- CRD
- #7752465
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $800,534,820 | $387,481 |
| Non-Discretionary | $0 | -- |
| Total | $800,534,820 | $387,481 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing